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Untitled Document
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 1: $6,500
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Tier 1: $7,150
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Tier 1: $8,775 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 2: $6,250 |
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Tier 2: $6,875
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Tier 2: $8,438 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 3: $6,000 |
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Tier 3: $6,600 |
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Tier 3: $8,100
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 4: $5,250 |
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Tier 4: $5,775
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Tier 4: $7,088
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 | Clearing Member and Customer Maintenance |  |  |  | Member Customer Initial |  |  |  | Non-Member Customer Initial |
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Tier 5: $5,250 |
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Tier 5: $5,775 |
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Tier 5: $7,088 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 8: $3,250 |
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Tier 8: $3,575 |
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Tier 8: $4,388 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 9: $3,000 |
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Tier 9: $3,300 |
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Tier 9: $4,050 |
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 | Non-Member Customer Initial |
 |  |  | Member Customer Initial |  |  |  | Clearing Member and Customer Maintenance |
 |  |  | Assessments Spot Month |  |  |  |
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 |  | |  |  |  | |  |  |  | Group 1 |  |  |  | Group 2 |  |  |  | Group 3 |  |  |  | Group 4 |  |  |  | Group 5 |  |  |  | Group 6 |  |  |  | Group 7 |  |  |  |
Group 8 |
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Group 9 |
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 |  | 135% |  |  |  | 110% |  |  |  |
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$750* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$250* |
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|  |  |  | $3,000† |  |  |
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 | Volatility Scan Range |  |  |  | Volatility Weight Factor |  |  |  | Extreme Move Value |  |  |  | Extreme Move Coverage |  |  |  | Short Option Minimum |  |  |  |
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 |  | 2.5 |  |  |  | 0 |  |  |  | 3 |  |  |  | 33 |  |  |  | $10 |  |  |
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NOTES:
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Tier 1: 1st nearby month |
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Tier 2: 2nd nearby month |
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Tier 3: 3rd nearby month |
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Tier 4: 4th through 9th nearby month |
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Tier 5: 10th through 14th nearby month |
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Tier 6: 15th through 26th nearby month |
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Tier 7: 27th through 38th nearby month |
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Tier 8: 39th through 50th nearby month |
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Tier 9: Greater than 50th nearby month |
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| † |
The spot month assessment will take place in two increments. First, $100
on positions at the close of business on the business day preceding termination.
Second, an additional $2,900 on positions at the close of business on the
day of termination. |
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